Corporate Actions

Much of what a transfer agent does should be relatively invisible to both you and your registered shareholders. Maintaining records, distributing dividend checks, managing stock plans – these are services that Broadridge performs with efficiency and a commitment to personalized service that is unmatched in our industry.

It is when you contemplate a complex corporate action, however, that the difference between Broadridge and other alternatives available to you truly becomes evident. Stock splits, stock buy-backs, acquisitions of other publicly owned companies - our combination of advanced technology and professional expertise ensures successful outcomes within even the most demanding timeframes.

• We offer services that range from user-friendly sample documents and/or document review consultation to printing and mailing, accepting and processing shares, issuing checks, distributing tax forms and providing you with the information you need to track your progress.


• We are unrivaled in our commitment to your data security, as confirmed by the fact that we are one of the fewer than 75 companies in the US to receive ISO27001 certification.